You support your clients. We handle the compliance.
Expert paraplanning and compliance support tailored for financial advisers.
Lifting the Load
Each year providing Financial Advice in the UK becomes more and more complex. Advisers who began their careers solely focused on providing advice to their clients, have had hundreds of hours stolen from their working year to meet the ever growing compliance burden heaped upon them. This drain of time, resources and energy is reducing Adviser’s capacity, leaving thousands more individuals and business without access to advice. Douglas Assist seeks to take ownership of some of that growing burden, and to empower you to go back to doing what you do best.
Expert Support for Financial Advisers
Douglas Assist delivers paraplanning and compliance services that allow advisers to focus on their clients.
- Personalised suitability reports tailored to your client’s objectives and circumstances
- Streamlined review packs that support annual reviews and highlight areas for client conversations
- Thorough case checks to enhance case quality and safeguard your business
- Admin support that frees up your valuable time to focus on clients
- Analysis of client’s existing products, highlighting both the advantages and disadvantages of a transfer
- Firm-level support, including income reconciliation and maintenance of policies, assistance with FCA returns
Reliable. Fast. Thorough.
With a range of experience within financial advice, we are ideally positioned to support in any area of your business. Our team includes experienced paraplanners as well as experts in firm level compliance.
We have supported firms from 5 different networks, as well as many Independent Firms, therefore we are well used to pivoting to meet each firms compliance requirements.
Tried and Tested
With over 50 years’ experience assisting financial advisers.
Fast and Efficient
Guaranteed turnaround within 72 hours—with 94% of assignments completed by the next working day.
Double Lock
Every report produced is checked by a second paraplanner before it is presented to you.